Wealth Management Suite Solution
The Genesis Wealth Management Suite (GWS) is a multi-asset class trading and execution platform that optimizes the full trade lifecycle, from pre-trade engagement to post-trade settlement. It connects bankers, traders and execution services, delivering a fast, compliant and auditable end-to-end trade process. The workflow and data automation in GWS enhance efficiency, trade execution and client service.
Video Highlights
Unified wealth management workflow
Genesis WMS enables bankers to access client positions, analyse proposals, and communicate with traders through a single platform designed for wealth management workflows.
Real-time proposals, alerts, and portfolio management
Users can create and rebalance proposals, manage compliance alerts, configure commissions and permissions, and make faster data-driven investment decisions.
Integrated trading and execution capabilities
The platform supports equities, options, RFQ management, and structured products while integrating external systems for secure, auditable execution and real-time updates.
Platform Overview
Features & Capabilities
Optimized RFQ Workflow
Bankers initiate RFQs, apply spreads and commissions, approve trades, and enable efficient real-time pricing execution.
Portfolio & Position Management
Support pre-trade client engagement, proposal generation, and integrated spread and commission handling.
Trade & Execution Management
Multi-asset class support with FIX connectivity and approval workflows for regulatory compliance.
Market Data & Risk Analysis
Live price feeds, SOD position tracking, and automated notifications help improve portfolio accuracy and monitoring.
Post-Trade & Custodian Integration
Automated settlement processing, trade reconciliation, and compliance reporting with custodians.
Integrations
FIX Connectivity
FIX protocol support enables direct trade execution and seamless connectivity across trading systems.
Order Management Systems
Integrates with OMS environments to streamline trade routing and execution workflows.
Custodian Integrations
Connects with custodians to automate settlement processing and trade reconciliation.
Cloud & On-Prem Deployment
Deploy across AWS, Azure, Google Cloud, or on-prem environments to support enterprise scalability.
Customizations & Extensibility
Configurable Dashboards
Tailor banker and trader dashboards to align with internal workflows and operational preferences.
Open API Connectivity
Open APIs support custom integrations with internal platforms and third-party trading systems.
Modular Architecture
Modular system architecture enables tailored workflows and scalable customization across operations.
Security & Compliance
Regulatory Adherence
Supports compliance with MiFID II, SEC, and FINRA requirements for financial institutions.
Enterprise Security
Enterprise-grade security with SSO, OAuth2, and JWT authentication for secure platform access.
Lifecycle Auditability
End-to-end trade lifecycle auditing improves transparency, monitoring, and compliance reporting.
Performance Metrics & Scalability
Ultra-Low Latency Execution
Built for real-time trading execution with optimized performance across trading workflows.
Scalable Architecture
Designed to handle high trade volumes with scalable infrastructure across enterprise deployments.
Component Breakdown
Client & Instrument Data Processing
Captures market data and client positions.
Portfolio & Position Management
Bankers engage clients before initiating an RFQ.
RFQ & Trade Execution
Bankers submit RFQs, traders provide pricing and execute trades.
Market Data & Pricing
Real-time price updates and automated risk monitoring.
Settlement & Compliance
Custodian integration ensures post-trade reconciliation.
Event Processing Flow
How trade events move through the lifecycle from proposal to reporting.
Portfolio review & proposal
Banker reviews client portfolio, structures trade proposal, and submits an RFQ or Order Request.
Pricing & trade execution
Trader provides pricing and executes the trade upon approval.
Trade confirmation routing
Trade confirmation is sent to execution venues for processing and validation.
Settlement & record updates
Custodian processes settlement and updates operational and transaction records.
Audit & compliance logging
Audit trails are logged for regulatory compliance, reporting, and operational oversight.