Advanced Custodial Services Platform Solution
Advanced Custodial Services is a turnkey solution that enables banks and brokers to offer custody services to their clients or upgrade their current custody services with a modern, automated platform. The solution streamlines post-settlement activities, creates a structured book of record, integrates with market data feeds and provides client views via a portal.
Video Highlights
Seamless custodial services platform
Genesis helped a global broker dealer launch a new custodial service by creating a cohesive platform for account management, trade capture, validation, and settlement workflows.
Automated post-settlement operations
The web-based application automates key operational processes including trade entry, SWIFT-based settlement, corporate actions, entitlements, reporting, and structured account records.
Real-time portfolio and ledger visibility
Integrated market data, double bookkeeping, exception monitoring, cash ladders, and client-facing views give users greater control over securities, cash, and portfolio activity.
Platform Overview
Features & Capabilities
Custodial Services Solution
Complete web-based custodial services solution with a structured book of records.
Automated Trade Capture
Automated trade capture, matching, validation, and settlement across custodial workflows.
Compliance Controls
Compliance controls for sanctioned securities and other trade blocks.
Market Data Integration
Integrates with market data sources, allowing up-to-date valuations across portfolios.
Activity Dashboard
View each account activity dashboard in real time, including cash ladders.
End-Client Portal
Portal for end-clients to view and manage portfolios through a secure web experience.
Structured Book of Records
Maintain a structured record of accounts, activity, trades, and portfolio data.
Integrations
Trade Capture
Integrates with middle-office systems for trade capture, matching, validation, and settlement.
Trade Settlement
Supports SWIFT for trade settlement and data transfer to sub-custodians.
Market Data
Integrates with pricing sources to support up-to-date valuations and portfolio accuracy.
Corporate Actions
Integrates with corporate actions data services to support operational processing.
Cloud & On-Prem Deployment
Deploy across AWS, Azure, Google Cloud, or on-prem environments.
Customization & Extensibility
Open API Connectivity
Open API connectivity supports custom integrations with internal systems and third-party platforms.
Performance Metrics & Scalability
Scalable Architecture
Scalable architecture is designed to handle high trade volumes across custodial operations.
Security & Compliance
Enterprise-Grade Security
Enterprise-grade security with SSO, OAuth2, and JWT authentication.
Modular Architecture
Modular system architecture supports tailored custodial workflows.
Lifecycle Auditability
End-to-end trade lifecycle auditing supports transparency and compliance.
Component Breakdown
Reporting
Settlement (swift, manual, and matching)
Books and records Ledger
SSI and Mult custodian management
Account maintenance
Corporate Actions
Trade management capture and positions
Cash ladder
Exception management
Sanctions and blocked trades
Credit client intraday limits
3rd party trading (client portal)
Event Processing Flow
How settlement and compliance activities are processed across the trade lifecycle.
Settlement processing & record updates
Custodian processes settlement and updates records across operational systems.
Audit logging & reporting
Audit trail is logged for compliance oversight, reporting, and regulatory tracking.